One of the major aims of the ETSF is to broaden the accessibility of modern first principles theories and calculations of spectroscopy by fostering collaboration between theorists from the ETSF and researchers from other communities.
The ETSF offers several services to its users:
Research and training projects are carried out on the users' demand and can be applied for by submitting a project to the biannual call for Proposals.
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One of the major aims of the ETSF is to broaden the accessibility of modern first principles theories and calculations of spectroscopy by fostering collaboration between theorists from the ETSF's core and associate groups, and researchers from other communities. This collaboration facilitates:
Analogous with users of existing large experimental research infrastructures, such as synchrotron facilities, scientists from any other organisation, public- or private-sector, can propose projects for which, if they are accepted by the evaluation process, scientific and technical support will be provided by ETSF members.
To initiate a collaboration with the ETSF, users are invited to contact the coordinator of the relevant beamline and submit a proposal.
A major concern of the ETSF core groups is to develop methods for theoretical spectroscopy both from the view point of theoretical physics and the implementation in software packages. Methods and software packages are spread in the community of ETSF users and beyond. It is only natural that the ETSF is dedicated to spread also the knowlegde and experience gather in this community.
The ETSF regularly organizes training events targeted at young researchers pursuing, or wishing to pursue, a career in the area of theoretical spectroscopy. Training is also offered upon request to other users, such as experimentalists, scientists working in industry, or researchers working in a similar field. ETSF users can apply for specifically targeted training, for small groups or for a single person.
In the past these training activities were conducted for example in the hands-on TDDFT schools and workshops held in Benasque or in the frame work of CECAM workshops to mention only two regular events among others. Future events will be announced through several channels of communication and as well on this web page.
Training material of the past schools and events organized by the ETSF or its member groups can be found in the section of Tutorials and Hands-on .
An on-line training portal on the methods of theoretical spectroscopy is available for dedicated students of the theoretical background as well as interested or potential users of the facility. The training modules outline the essential features and aim to aid further in-depth study of the theory in an on-line fashion.
The ETSF on-line training modules introduce into the methods of theoretical spectroscopy, such are time dependent density functional theory (TDDFT) and the GW and BSE approaches of the many body perturbation theory. They also outline the density functional theory as the approach to the ground state on which in practice the investigation of the optical properties is frequently founded.
The on-line modules address the group of ETSF users, both theoreticians and experimentalists, and students, with interest to conduct theoretical projects on the excited state of matter. For readers with different background in theoretical physics this on-line training portal is ment to give first access to the theoretical methods. The training modules are organized in two levels, an introductory level and a tutorial level. The introductory level already outlines all the essential topics and the tutorial level complements more complex subjects and derivation. It is frequently embedded in the introductory level or appears as separate sections.
The on-line training portal starts with an introductory module to the subject. Modules on each of the methods will appear on-line subsequently in the near future.
Molecules and solids consist of atoms that bind to each other due to the interaction of the positively charged nuclei with the electrons. In this interaction for instance covalent bonds are formed among pairs of atoms. The mutual interaction of nuclei and electrons is based on the Coulomb law, however, as a large number of particles are involved, the resulting bonding can be complex. Generally, one distinguishes different types of bonding
Any description of a molecule or solid from first principles starts with the full Hamiltonian $\hat{H}$ of the $N_\mathrm{k}$ nuclei and $N_\mathrm{e}$ electrons. The electrons have coordinates $\mathbf{r}_j$, with $j=1,\ldots,N_\mathrm{e}$ and mass $m_\mathrm{e}$. The nuclei posses the mass $M_{J}$, charge $Z_J\,e$, and coordinates $\mathbf{R}_J$, where $e$ is the elementary charge and $J=1,\ldots,N_\mathrm{k}$. The Hamiltonian $\hat{H}$ consists of the kinetic energy operators $\hat{T}_\mathrm{e}$ and $\hat{T}_\mathrm{k}$ of electrons and nuclei and the operators for the Coulomb interaction between the charged particles
\begin{equation}
\hat{H}= \hat{T}_\mathrm{e}+\hat{T}_\mathrm{k}+\hat{V}_{\mathrm{ee}}+
\hat{V}_{\mathrm{ek}}+\hat{V}_{\mathrm{kk}}\quad.
\end{equation}
The kinetic energy operators $\hat{T}_\mathrm{e}$ and $\hat{T}_\mathrm{k}$ are
\begin{equation}
\hat{T}_\mathrm{e}=-\sum_j\frac{\hbar^2}{2 m_\mathrm{e}}\frac{\partial^2}{\partial \mathbf{r}_j^2}
\qquad\mathrm{and}\qquad
\hat{T}_\mathrm{k}=-\sum_j\frac{\hbar^2}{2 M_J}\frac{\partial^2}{\partial \mathbf{R}_J^2}\quad,
\end{equation}
where $\frac{\partial}{\partial \mathbf{r}_j}$ and $\frac{\partial^2}{\partial \mathbf{r}_j^2}$ represents the gradient and Laplacian with respect to the coordinate $\mathbf{r}_j$. The mutual electron-electron and nuclei-nuclei interaction $\hat{V}_{\mathrm{ee}}$ and $\hat{V}_{\mathrm{kk}}$, and the interaction of the electrons with the nuclei read
\begin{align}
\hat{V}_\mathrm{ee}=\frac{1}{2}\sum_{i\neq j} \frac{e^2}{4\pi\varepsilon_0}
\frac{1}{|\mathbf{r}_i-\mathbf{r}_j|}\qquad&\qquad\qquad
\hat{V}_\mathrm{k\,k}=\frac{1}{2}\sum_{I\neq J} \frac{e^2}{4\pi\varepsilon_0}
\frac{Z_I Z_J}{|\mathbf{R}_I-\mathbf{R}_J|}\\
\hat{V}_\mathrm{ek}&=-\sum_{i J} \frac{e^2}{4\pi\varepsilon_0}
\frac{Z_J}{|\mathbf{r}_i-\mathbf{R}_J|}
\end{align}
The former two interactions are purely repulsive (the factor $\frac{1}{2}$ above accounts for double counting in the sums). Only the interaction between nuclei and electrons is attractive and thus is the source of bonding of molecules and solids.
In the absence of external potentials, the ground state properties and excited states are described by the Schrödinger equation
\begin{equation}
\hat{H}\,\Psi\left(\{\mathbf{r}_j\},\{\mathbf{R}_J\}\right)
=E\,\Psi\left(\{\mathbf{r}_j\},\{\mathbf{R}_J\}\right)\quad.
\end{equation}
The wave function $\Psi\left(\{\mathbf{r}_j\},\{\mathbf{R}_J\}\right)$ of the interacting electrons and nuclei is a function of $3\,(N_\mathrm{e}+N_\mathrm{k})$ degrees of freedom. This complexity of the Schrödinger does not allow for closed solutions. Physical approximations must be made in order to separate the problem into tractable parts. Such an approximation is the Born-Oppenheimer approximation or more correctly the adiabatic approximation. It allows to separates the nuclear motion from the electron-problem.
Before this, a note on units is due. It is common practice to drop the SI-units and to refer to atomic units, which greatly simplifies the equations. This means to set
\begin{equation}
\hbar \rightarrow 1\qquad\frac{e^{2}}{4 \pi\,\varepsilon_{0}} 1
\quad\mathrm{and}\quad m_{\mathrm{e}}\rightarrow 1\quad.
\end{equation}
Thereby the unit of length becomes Bohr=$\frac{4 \pi\,\varepsilon_{0}\,\hbar^{2}}{m_{\mathrm{e}}\,e^{2}}=0.529\,10^{-10}$m and the unit of energy is Hartree (Ha)=$\frac{m_{\mathrm{e}}\,e^{4}}{16 \pi^{2}\,\varepsilon_{0}\,\hbar^{2}}$ $=27.2116$eV.
With the Born-Oppenheimer approximation the general problem of the electron and nuclei is separated. The first problem awaiting solution now is the Schrödinger equation of the interacting electrons moving in the potential of the momentary configuration of the nuclei
\begin{equation*}
\left(\hat{T}_{\mathrm{e}}+\hat{V}_{\mathrm{ee}}
+\hat{V}_{\mathrm{ek}}(\{\mathbf{R}_I\}_{N_\mathrm{k}})\right)
\,\Phi_n(\{\mathbf{r}_i\}_{N_\mathrm{e}};\{\mathbf{R}_I\}_{N_\mathrm{k}})
=E_n(\{\mathbf{R}_I\}_{N_\mathrm{k}})\,
\Phi_n(\{\mathbf{r}_i\}_{N_\mathrm{e}};\{\mathbf{R}_I\}_{N_\mathrm{k}})
\end{equation*}
The potential of the electron-nuclei interaction $\hat{V}_{\mathrm{ek}}$ can be cast into the form
$\hat{V}_{\mathrm{ek}}(\{\mathbf{r}_i\}_{N_\mathrm{e}},\{\mathbf{R}_I\}_{N_\mathrm{k}})=\sum_i V_\mathrm{ext}(\mathbf{r}_i)$, where the single particle potential $ V_\mathrm{ext}(\mathbf{r})$ in our context is the Coulomb potential of all nuclei with positions $\{\mathbf{R}_I\}$. In the following, however, $V_\mathrm{ext}(\mathbf{r})$ is not limited to this context and can be any single particle potential. Since no explicit reference to the coordinates of the nuclei will be made in the following, the above electron wave function $\Phi_n$ is written as a function of the electron coordinates only, i.e. $\Phi_n(\{\mathbf{r}_i\}_{N_\mathrm{e}})$.
Already for small atoms and molecules, not to mention solids, the Schrödinger equation cannot be solved, neither analytically nor numerically. For the purpose of assessing $\Psi_0$, therefore approximations to the wave function become necessary in one or the other form. The focus in the following will lie on the outline of the concepts for the discussion of the methods of theoretical spectroscopy, which also offer a complementary approach to this problem. The primary interest at the moment is to describe the electron ground state.
The idea of the Hartree-Fock method for this purpose is to construct an approximation of the many electron wave function from single particle wave functions. This approximate wave function must obey the Pauli principle. It is given in terms of the slater determinant
\begin{equation}
\Phi_{\mathrm{HF}}=\frac{1}{N_\mathrm{e}!}\det \bar{\phi}_{i,\sigma_j}(\mathbf{r}_j)
\qquad\mathrm{with}\quad j=1,\ldots,N_\mathrm{e}\quad.
\end{equation}
The single particle spin orbitals $\bar{\phi}_{i}(\mathbf{r})=\phi_i(\mathbf{r})\,\alpha_i(\sigma)$ are required to be orthonormal wave functions, i.e. $\langle\bar{\phi}_i(\mathbf{r})|\bar{\phi}_j(\mathbf{r})\rangle=\delta_{i j}$, such that $\Phi_{\mathrm{HF}}$ is normalized. Here $\alpha_i(\sigma)$ is the spin eigenfunction with eigenvalue $\bar{\sigma}_i$. The equation for the $\phi_i(\mathbf{r})$ is obtained from the Ritz principle. The variation is executed with respect to the complex conjugate of the independent single particle orbitals $\delta\phi^*_j(\mathbf{r})$ under the constraint $\langle \bar{\phi}_j(\mathbf{r})|\bar{\phi}_j(\mathbf{r})\rangle=1$. This leads to an equation of the form
\begin{equation}
\frac{\delta}{\delta\phi_j^*}\,\left({\langle\Phi_\mathrm{HF}|\hat{H}_\mathrm{e}|\Phi_\mathrm{HF}\rangle}
-\sum_i \varepsilon_i\langle\phi_i|\phi_i\rangle\right)=0\quad,
\end{equation}
where the $\varepsilon_i$ are the Lagrange multipliers to account for the constraint. In order to execute this variation, the expectation value of the Hamltonian $\hat{H}_\mathrm{e}$, namely the ground state energy $E_{\mathrm{HF}}$, has to be evaluated. It is given by
\begin{align}
E_\mathrm{HF}=\sum_{i}&\int d^3r \phi_i^*(\mathbf{r})\,
\left(-\frac{1}{2}\nabla^2+V_{\mathrm{ext}}(\mathbf{r})\right)\,
\phi_i(\mathbf{r}) \\
&+\frac{1}{2} \sum_{i\neq j}\iint d^3r\,d^3r'
\frac{\phi^*_i(\mathbf{r})\,\phi^*_j(\mathbf{r}')\phi_i(\mathbf{r})\,\phi_j(\mathbf{r}')}{|\mathbf{r}-\mathbf{r}'|}\\
&-\frac{1}{2} \sum_{{i\neq j}} \delta_{\bar{\sigma}_j,\bar{\sigma}_j}\iint d^3r\,d^3r'
\frac{\phi^*_i(\mathbf{r})\,\phi^*_j(\mathbf{r}')\phi_j(\mathbf{r})\,\phi_i(\mathbf{r}')}{|\mathbf{r}-\mathbf{r}'|}\quad,
\end{align}
where $\bar{\sigma}_i$ denotes the spin eigenvalue associated with the spin orbital $\alpha_i(\sigma)$. The above expression for the energy can be brought into a more conventional form. Firstly note that in the constraint $i\neq j$ in the summation can be dropped as the additional term is the same in both sums, therefore cancels out. The second simplification is accomplished then with the help of the electron density $n(\mathbf{r})$. It is given by
\begin{equation}
n(\mathbf{r})=\sum_i |\phi_i(\mathbf{r})|^2\quad.
\end{equation}
The second term, after dropping the constraint, now can be expressed with the help of $n(\mathbf{r})$. This energy term is the Hartree energy $E_\mathrm{H}$
\begin{equation}
E_\mathrm{H}=\frac{1}{2} \sum_{i,j}\iint d^3r\,d^3r'
\frac{|\phi_i(\mathbf{r})|^2\,|\phi_j(\mathbf{r}')|^2}{|\mathbf{r}-\mathbf{r}'|}=\frac{1}{2}\iint d^3r\,d^3r'\,
\frac{n(\mathbf{r})\,n(\mathbf{r}')}{|\mathbf{r}-\mathbf{r}'|}
\end{equation}
The Hartree energy thus corresponds to the classical electrostatic energy of the charge density $n(\mathbf{r})$. It contains a self-interaction of the charge density at $\mathbf{r}$ with itself, which is canceled by the following exchange energy term. This last sum in the above expression for $E_\mathrm{HF}$ solely arises from the Pauli principle as a consequence of the quantum mechanical nature of the indistinguishable electrons
\begin{equation}
E_{\mathrm{X}}=-\frac{1}{2}\sum_{i\,j}\delta_{\bar{\sigma}_1,\bar{\sigma}_j}
\iint d^3r\,d^3r'\,\frac{\phi^*_i(\mathbf{r})\,\phi^*_j(\mathbf{r}')\phi_j(\mathbf{r})
\,\phi_i(\mathbf{r}')}{|\mathbf{r}-\mathbf{r}'|}
\end{equation}
The Hartree-Fock equations for the orbitals $\phi_i$ are then obtained from the variation of $E_{\mathrm{HF}}$ respecting the constraint of orthonormality
\begin{equation}
\left(\vphantom{\int}-\frac{1}{2}\nabla^2+V_{\mathrm{ext}}(\mathbf{r})+V_\mathrm{H}(\mathbf{r})\right)\phi_i(\mathbf{r})
+\int d^3r'\,\frac{\phi^*_j(\mathbf{r}')\phi_j(\mathbf{r})\,\phi_i(\mathbf{r}')}{|\mathbf{r}-\mathbf{r}'|}=\varepsilon_i\,\phi_i(\mathbf{r})\quad,
\end{equation}
where the $\varepsilon_{i}$ are Lagrange multipliers to ensure the orthonormality constraint of the single particle orbitals. The Hartree potential $V_{\mathrm{H}}$ arises from the Hartree energy $E_{\mathrm{H}}$
\begin{equation}
V_\mathrm{H}(\mathbf{r})=\int d^3r' \frac{n(\mathbf{r}')}{|\mathbf{r}-\mathbf{r}'|}
\end{equation}
and although it is written here like a typical potential it depends on the electron density, which is calculated from all orbitals $\phi_i$. The last sum gives rise to the so called exchange potential. The exchange potential operator $\hat{V}_\mathrm{X}$ is an integral operator
\begin{equation}
\hat{V}_\mathrm{X}\,\phi_i(\mathbf{r})=-\sum_j \delta_{\bar{\sigma}_i,\bar{\sigma}_j}
\int d^3r' \frac{\phi^*_j(\mathbf{r}')\phi_j(\mathbf{r})}{|\mathbf{r}-\mathbf{r}'|}\,\phi_i(\mathbf{r}')
\end{equation}
$\hat{V}_\mathrm{X}$ is a non-local operator as $\phi_i$ appears under the integral together with $\phi_j^*$, whereas $\phi_j$ remains outside the intergration. Hence the exchange potential for each orbital $\phi_i$ is different. $V_\mathrm{H}$, in contrast, despite being an integral operator too, is the same for all orbitals and which is expressed by writing it in the form $V_\mathrm{H}(\mathbf{r})$.
Solving the Hartree-Fock equations is more complicated than solving the Schrödinger equation of a single-particle problem. The reason is its non-linearity in the orbitals $\phi_i$, or, in other words, the fact that the expressions for the potential operators $\hat{V}_{\mathrm{H}}$ and $\hat{V}_{\mathrm{X}}$ contain the orbitals $\phi_i$ themselves. A practicle scheme illustrated in Fig. 1.2 is the iterative solution of the equations for fixed approximations to the potentials $\hat{V}_{\mathrm{H}}$ and $\hat{V}_{\mathrm{X}}$ improved in each step. At the start of this iterative procedure an approximation of the initial density and orbitals $\phi^{\tau=0}$ is used for evaluating the first approximation $\hat{V}^{\tau=1}_{\mathrm{H}}$ and $\hat{V}^{\tau=1}_{\mathrm{X}}$, where $\tau$ is an iteration index. In the $\tau$-th. iteration one first solves the Hartree-Fock equations using the potential operators $\hat{V}^{\tau}_{\mathrm{H}}$ and $\hat{V}^{\tau}_{\mathrm{X}}$ of the previous iteration. From the new orbitals $\phi^{\tau}_i$ one evaluates the potential operators to generate a new approximation $\hat{V}^{\tau+1}_{\mathrm{H}}$ and $\hat{V}^{\tau+1}_{\mathrm{X}}$. The equations are solved when the sequence of potentials and orbitals (within a certain tolerance) have converged to final values.

Fig. 1.2: Illustration of the method of the self-consistent field for solving iteratively the Hartree-Fock equations. The step highlighted in orange is the actual step being executed. Follow the scheme until a solution is obtained.
So far the $\varepsilon_i$ are mathematical objects only and were introduced as Lagrange multipliers to ensure the orthonormality of the orbital $\phi_i$. Allthough the similarity of the Hartree-Fock equation with a Schrödinger equation might suggest this, an interpretation in terms of a single particle eigenenergies is not permitted on a strict basis. The following considerations will illustrate this.
First of all, it is interesting to compare the Hartree-Fock groundstate energy $E_\mathrm{HF}$ with that of a single particle system with single particle eigenvalues $\varepsilon_i$. For this purpose $E_\mathrm{HF}$ is rewritten. First the expectation value $\langle\phi_i|\frac{1}{2}\nabla^2+V_\mathrm{ext}|\phi_i\rangle$ is expressed with help of the Hartree-Fock equation
\begin{align}
\int d^3r\
\phi_i^*(\mathbf{r})\left(\vphantom{\int}-\frac{1}{2}\nabla^2+V_\mathrm{ext}\right)
\phi_i(\mathbf{r}) =\varepsilon_i&-\iint
d^3r\,d^3r'\,\frac{|\phi_i(\mathbf{r})|^2\,n(\mathbf{r}')}{|\mathbf{r}-\mathbf{r}'|}
\\ &+\sum_j \delta_{\bar{\sigma}_i,\bar{\sigma}_j} \iint d^3r\,d^3r'
\frac{\phi^*_i(\mathbf{r})\phi^*_j(\mathbf{r}')\phi_j(\mathbf{r})\,\phi_i(\mathbf{r}')}{|\mathbf{r}-\mathbf{r}'|}\quad.
\end{align}
Substituting this into the expression for $E_\mathrm{HF}$ yields
\begin{align}
E_\mathrm{HF}&=\sum_{i} \varepsilon_i
-\frac{1}{2} \sum_{i,j}\iint d^3r\,d^3r'
\frac{\phi^*_i(\mathbf{r})\,\phi^*_j(\mathbf{r}')\phi_i(\mathbf{r})\,\phi_j(\mathbf{r}')}{|\mathbf{r}-\mathbf{r}'|}\\
&\hphantom{-\frac{1}{2} \sum_{{i,j}}}
+\frac{1}{2} \sum_{{i,j}} \delta_{\bar{\sigma}_j,\bar{\sigma}_j}\iint d^3r\,d^3r'
\frac{\phi^*_i(\mathbf{r})\,\phi^*_j(\mathbf{r}')\phi_j(\mathbf{r})\,\phi_i(\mathbf{r}')}{|\mathbf{r}-\mathbf{r}'|}\\
&=\sum_i \varepsilon_i-E_\mathrm{H}-E_\mathrm{X}
\end{align}
The Hartree-Fock ground state energy unlike the ground state energy of a single particle system is not only given by the sum over the occupied single particle eigenvalues $\varepsilon_i$. In addition it contains two terms that arise from the mutual interaction of the electrons. Now consider the ionization of the $N_\mathrm{e}$-electron system by removing the particle with the highest value of $\varepsilon_i$. As a consequence the slater determinante will contain $N_\mathrm{e}-1$ single particle orbitals accept the orbital $\phi_i$. The ionization energy $I$ of the system is obtained from $E_\mathrm{HF}(N_\mathrm{e})-E_\mathrm{HF}(N_\mathrm{e}-1)$. Under the assumption that the number of electrons is large, one may approximate the orbitals of the ionized system by the remaining $\phi_j$ orbitals. With this approximation one obtains the ionization energy of an electron in the $i$th. quantum state by
\[
I=E_\mathrm{HF}(N_\mathrm{e}-1_i)-E_\mathrm{HF}(N_\mathrm{e})=-\varepsilon_i
\]
Thus, under the above assumption, the eigenvalue $\varepsilon_i$ can be identified with the ionization energy of the system. This statement is known as Kopmann's theorem.
Problems of the Hartree-Fock approximation
Direct improvements of the Hartree-Fock approximation follow its spirit and address a refinement of the many-electron wave function $\Phi$. The central idea is to add to the solutions $\phi_i$, $i\leq N_\mathrm{e}$, of the Hartree-Fock equation orbitals $\phi_k$ with $k>N_\mathrm{e}$. These latter states are obtained by solving the Hartree-Fock equation with the density $n(\mathbf{r})$ given by the orbitals $\phi_i$ with $i\leq N_\mathrm{e}$ and the summation of the exchange term still restricted to the same set of orbitals. This set of orbitals forms a complete basis of the single particle Hilbert space.
With this complete set of single particle orbitals one expands $\Phi$
\begin{equation}
\Phi(\{\mathbf{r}_j\})=\sum_{\nu_1,\ldots\nu_{N_\mathrm{e}}} a_{\nu_1,\ldots,\nu_{N_\mathrm{e}}}
\phi_{\nu_1}(\mathbf{r}_1)\cdot\phi_{\nu_2}(\mathbf{r}_2)\cdots
\phi_{\nu_{N_\mathrm{e}-1}}(\mathbf{r}_{N_\mathrm{e}-1})\cdot\phi_{\nu_{N_\mathrm{e}}}(\mathbf{r}_{N_\mathrm{e}})
\end{equation}
here for each coordinate $\mathbf{r}_i$ the summation contains all possible orbitals $\phi_{\nu_i}(\mathbf{r}_i)$ with the quantum number $\nu_i$. The $a_{\nu_1,\ldots\nu_{N_\mathrm{e}}}$ are the expansion coefficients. They are determind such that the Pauli principle is fullfilled, i.e. that the sign of $\Phi(\{\mathbf{r}_j\})$ changes when the coordinates $\mathbf{r}_i$ and $\mathbf{r}_j$ are exchanged. This implies, that the coefficients with identical indices $\nu_i$ and $\nu_j$ must vanish. Therefore one can write $\Phi(\{\mathbf{r}_j\})$ as a linear combination of slater determinants
\begin{equation}
\Phi(\{\mathbf{r}_j\})=\sum_{\nu_1<\ldots<\nu_{N_\mathrm{e}}}
f_{\nu_1,\ldots\nu_{N_\mathrm{e}}} \frac{1}{\sqrt{N_\mathrm{e}!}}
\mathrm{det}\,\phi_{\nu_i}(\mathbf{r}_j)
\end{equation}
The summation thus contains the slater determinant of the ground state $\Phi_{\mathrm{HF}}$, determinants where one of the orbitals in $\Phi_{\mathrm{HF}}$ is replaced by an unoccupied orbitals, determinants where two of the orbitals $\Phi_{\mathrm{HF}}$ are replaced by unoccupied orbitals and so forth. Each of the unoccupied orbitals is associated with an $\varepsilon_{\nu_i}$ that is larger than any of the $\varepsilon_{\nu_i}$ of the orbitals $\phi_{\nu_j}$ included in $\Phi_{\mathrm{HF}}$. This can be rationalized as if one excites a number of electrons from the ground state into the unoccupied states as sketched in Fig. 1.3.

Fig. 1.3: Schematic visualisation of the expansion of $\Phi(\{\mathbf{r}_{i}\})$ in terms of the Hartree-Fock ground state and slater determinats of excited states. Single particle orbitals corresponding to the lowest $\varepsilon_{i}$ (denoted by black lines) form the slater determinat of the ground state. In the second set of determinants one ground state orbital is replaced by an unoccupied orbital (unoccupied levels are represented by gray lines). The third set contains to unoccupied orbitals and so forth. The inclusion of the orbitals indicated by up and down arrows representing the electron spin.
The coefficients $f_{\nu_1,\ldots\nu_{N_\mathrm{e}}}$ are determined now by the application of the Ritz principle to the energy expectation value $\langle \Phi|\hat{H}_\mathrm{e}|\Phi\rangle$. This expectation value can be expressed in the form
\begin{equation}
\langle \Phi|\hat{H}_\mathrm{e}|\Phi\rangle=
\sum_{\nu_1<\ldots<\nu_{N_\mathrm{e}}}\sum_{\mu_1<\ldots<\mu_{N_\mathrm{e}}}f^{*}_{\nu_1,\ldots,\nu_{N_\mathrm{e}}}
f_{\mu_1,\ldots,\mu_{N_\mathrm{e}}}\frac{1}{N_\mathrm{e}!}
\langle \mathrm{det}\,
\phi_{\nu_i}(\mathbf{r}_j)|\hat{H}_\mathrm{e}|\mathrm{det}\,\phi_{\mu_i}(\mathbf{r}_j)\rangle
\end{equation}
The summation contains an infinite number of terms unless the basis set is finite. And even then the number of matrix elements one has to include is typically large. Thus in practise not all excited states can be considered and approximations have to be made. It is interesting to note, that the matrix elements among determinants corresponding to single excitations vanish, thus the smallest set of slater determinants contains the ground state and double excitations and the next larger set includes also the single excitations.
At least, in principle, one can describe the exact ground state with this procedure. In this ground state slater determinants of the Hartree-Fock ground state and excited states are correlated via the coefficients $f_{\nu_1,\ldots,\nu_N}$. Therefore the energy difference between the exact ground state energy $E_\mathrm{exact}$ and the Hartree-Fock ground state is called correlation energy
\begin{equation}
E_\mathrm{C}=E_\mathrm{exact}-E_\mathrm{HF}
\end{equation}
The concepts of exchange and correlation of identical particles is central to the physics of a many electron system and will be used in the subsequent discussion of methods of theoretical spectroscopy.
The energy eigenvalue of each eigenstate $\Psi_n$ of the Hamiltonian $\hat{H}$ or more specifically $\hat{H}_\mathrm{e}$ or $\hat{H}_\mathrm{k}$ is equal to the expectation value
\begin{equation}
E_n=\frac{\langle\Psi_n|\hat{H}|\Psi_n\rangle}{\langle\Psi_n|\Psi_n\rangle}
\end{equation}
For any quantum state $\Psi$ of the system's Hilbert space, the expectation value of the energy $E$ is a functional of the wave function $\Psi$
\begin{equation}
E[\Psi]=\frac{\langle\Psi|\hat{H}|\Psi\rangle}{\langle\Psi|\Psi\rangle}
\end{equation}
The ground state $\Psi_0$ is associated per definition with the lowest energy, $E_0\lt E_{n\neq0}$. Therefore the variation of the functional with respect to $\Psi$ or its complex conjugate $\Psi^*$ has to be stationary for the ground state, i.e. $\delta E[\Psi]/\delta\Psi=0$ or $\delta E/\delta\Psi^*=0$. This variation yields the Schrödinger equation
\begin{equation}
\frac{\delta E[\Psi_0]}{\delta\Psi_0^*}=\frac{\hat{H}\Psi_0
-\langle \Psi_0|\hat{H}|\Psi_0\rangle \Psi_0}{\langle\Psi_0|\Psi_0\rangle}
=0\qquad\mathrm{and\ hence}\qquad \hat{H}\Psi_0=E_0\,\Psi_0\quad.
\end{equation}
Consider now a small deviation $\delta\Psi$ from the ground state wave function $\Psi_0$. Here $\delta\Psi$ -- without loss of generality -- shall be orthogonal to $\Psi_0$, i.e. $\langle\Psi_0|\delta\Psi\rangle=0$.
The energy expectation value of this state $\Psi_0+\delta\Psi$ shall be expanded in $\delta\Psi$
\begin{align}
E[\Psi_0+\delta\Psi]&=\frac{\langle\Psi_0+
\delta\Psi |\hat{H}|\Psi_0+\delta\Psi\rangle}{\langle\Psi_0+\delta\Psi|\Psi_0+\delta\Psi\rangle}\\
&=\frac{\langle\Psi_0|\hat{H}|\Psi_0\rangle+\langle\Psi_0|\hat{H}|\delta\Psi\rangle
+\langle\delta\Psi|\hat{H}|\Psi_0\rangle
+\langle\delta\Psi_0|\hat{H}|\delta\Psi_0\rangle}{\langle\Psi_0|\Psi_0\rangle+\langle\Psi_0|\delta\Psi\rangle
+\langle\delta\Psi|\Psi_0\rangle+\langle\delta\Psi|\delta\Psi\rangle}\\
&=\frac{E_0\,\langle\Psi_0|\Psi_0\rangle+\langle\delta\Psi |\hat{H}|\delta\Psi\rangle}{\langle\Psi_0|\Psi_0\rangle+\langle\delta\Psi|\delta\Psi\rangle}=E_0+o(\delta\Psi^2)
\end{align}
In the last line the fact that $\hat{H}\Psi_0=E_0\,\Psi_0$ and $\langle\Psi_0|\delta\Psi\rangle=0$ were used. Thus, for an approximation $\Psi_0+\delta\Psi$ to the ground state wave function $\Psi_0$ the error in the ground state energy will be quadratic in the deviation $\delta\Psi$. In particular, the approximation value $E[\Psi_0+\delta\Psi]$ for the ground state energy will always be larger than the true value $E_0$.
The Rayleigh-Ritz principle provides therefore a strategy to find approximations to the ground state wave function in terms of an energy minimization. Among two distinct approximations the one with the lower energy expectation value is the better approximation. The error in the approximation for the ground state energy converges with second order of the deviation $\delta\Psi$ from the ground state wave function.
For excited states the Functional $E[\Psi_n+\delta\Psi]$ is only stationary. Also the error is quadratic in $\delta\Psi$: Nevertheless the convergence of $E[\Psi_0+\delta\Psi]$ to $E_n$ is not monotonic as for the ground state.
One important application of this principle for the purpose of numerical calculations is the approximation of the infinite Hilbert space by a vector space spanned by a finite basis of normalized wave
functions $\{\bar{\Psi}_n\}$. The approximate wave function $\bar{\Psi}$ is thus expanded in terms of the basis functions and coefficients $a_n$
\begin{equation}
\bar{\Psi}=\sum_n a_n\,\bar{\Psi}_n
\end{equation}
Application of the Rayleigh-Ritz principle to the finite vector space yields the generalized eigenvalue problem
\begin{equation}
\sum_m \langle \bar{\Psi}_n|\hat{H}|\bar{\Psi}_m\rangle\,a_m
=E\,\sum_m \langle \bar{\Psi}_n|\bar{\Psi}_m\rangle\,a_m\quad.
\end{equation}
Another application is the simplification of the many particle wave function in terms of a generic form. The adiabatic approximation for the separation of electronic and nuclear degrees of freedom, for instance, can be seen in this light. Also Hartree-Fock theory and theories beyond it are based on approximations regarding the functional form of the wave function, namely they express $\Psi$ in terms of single particle wave functions as detailed in the following.
Due to the paramount importance of nanoscience and nanotechnology in industrialized countries, the Nanoquanta NoE and the ETSF developed an idea of training program in this field. Our aim is to provide training in ab initio techniques, for both ground- and excited-states properties.
Hands-On training schools are designed to train young researchers, both from the ETSF teams and outside, on Theory and Applications of Spectroscopic tools in Material Science and Nanoscience. These schools are characterized by full-time intensive programs, limited enrolment, highly available computer facilities, and informal environment; all elements that contribute to building the success of the events.
Very often some speakers are asked to deliver several hour-long lectures spread over the course of the schools and workshops. This format allowed the speakers to spend ample time educating students about their fields as well as to present their latest results.
As a byproduct, students especially enjoy the school's many opportunities for informal interaction with the lecturers. During informal late-afternoon "tutorials," small groups of students have ample time to ask individual lecturers deeper scientific or even technical questions.
We have established modular training units (training exercises, tutorial material), some of which are available to the etsf members and some others, through the Web. These modules form a starting point for more substantial web-based distance learning, which we envisage would extend to components of the proposed graduate programme.
Finally, worthwhile to mention the European Graduate Modules, in which ECTS credits will be awarded, in occasion of Hands-On or Schools, on the theoretical description of excitations.
An archive of training module is also available here.
Cecam Tutorial - Theoretical Spectroscopy
Zurich, Swiss. 25-29 May 2009.
Third Benasque TDDFT Workshop and School
Benasque, Spain. 31 August - 14 September 2008.
CECAM Tutorial - Basic techniques and tools for development and maintenance of atomic-scale software
Lyon, France. 11-15 February 2008.
The lectures are also available.
CECAM Tutorial - Theoretical Spectroscopy Lectures: Theory and Codes
Lyon, France. 10-14 December 2007.
CECAM Tutorial - Electronic Excitations and Spectroscopies : Theory and Codes
Lyon, France. 11-15 December 2006.
Second Benasque TDDFT Workshop and School
Benasque, Spain. 27 August - 11 September 2006.
The lectures are also available.
First Abinit Summer School
Santa Barbara, USA. 21 August - 3 September 2005.
The lectures are also available.
First Benasque TDDFT Workshop and School
Benasque, Spain. 28 August - 12 September 2004.
The lectures are also available.
Researchers from the ETSF are frequently giving lectures on both the theory of spectroscopy as well as software development. Collecting the nodes from these lectures we are creating an archive of training material.
Analogous with users of existing large experimental research infrastructures, such as synchrotron facilities, scientists from any other organisation, public- or private-sector, can propose projects for which, if they are accepted by the evaluation process, scientific and technical support will be provided by ETSF members.
Two different types of projects can be submitted:
If you would like to submit a proposal but you are not already in contact with an ETSF scientist, please visit our beamlines page and contact the co-ordinator of the beamline which is most relevant to your topic for further information and discussion about your project idea. Some elements of the proposal will benefit strongly from such prior discussion, and is likely to improve your proposal's chances of being accepted.
The submission process is similar for research and training projects: essential details are entered into an on-line form and a PDF document describing the proposed project itself, based on one of the templates provided, is uploaded.
The evaluation process is somewhat different for the two types of proposal:
Step by step explanations may be found in the Guide for proposers.
For research proposals: OpenOffice; MS Word; LaTeX.
For training proposals: OpenOffice; MS Word; LaTeX.
The European Theoretical Spectroscopy Facility is a user facility offering services and support for projects in the field of theoretical spectroscopy. Interested scientists from academia and private industry are invited to submit their project proposals to the ETSF. Proposers don't have to be Europeans or to work in the European Union to submit proposals. Proposals from any country are welcome.
Two different types of projects can be submitted.
A research project addresses a specific scientific problem. ETSF scientists will work in close collaboration with the proposer, employing computational resources and scientific software provided by the ETSF.
A training project provides dedicated training on topics in theoretical spectroscopy (theory, methodology, software, etc.), delivered to individuals or groups, at the user's site, an ETSF node, or at another suitable place.
The decision about the acceptance of a research proposal is made through an independent evaluation process, and of a training proposal through assessment by the Internal training panel constituted of ETSF‘s beamline coordinators. Accepted proposals will receive resources in the form of dedicated research or training, and in some cases, reimbursement for travel and subsistence. The ETSF will not provide direct funding for User-conducted research.
The details of the call, the contents of the proposal and the evaluation process will be outlined in the following sections.
The call itself is open all year round. Users may submit proposals at any time.
Evaluation of research proposals takes place biannually, in the Spring and Autumn. Details of the research proposal evaluations are published on the ETSF webpage at http://www.etsf.eu, including the dates before which a research proposal must be submitted in order to be included in an evaluation, typically around March and October.
Evaluation of training proposals begins within two weeks of receipt.
All proposals must be submitted on-line. Completing the submission of a proposal will require the following information:
In order to submit a proposal a user account must be created on the ETSF website. A user name and an email-address have to be provided. After submitting this information an email containing the password will be send to the provided address allowing users to enter their account. Here, at “Edit personal information” proposers are asked to provide their contact details and affiliation.
Clicking on the picture below will direct you to the create an account page.
At “My Proposals” (bottom left menu) proposers can edit personal details and modify them, create a new proposal or edit an already existing one and modify it.
The proposal is divided in three parts which will be explained in the following.
In this part, basic details about the project are described, varying slightly if the project is training rather than research. Besides its title and the professional background of the proposer, information about co-funding is required. If the proposer wishes to contribute with her/his own resources, the type of co-funding (money, researcher time, etc.) and the amount in euro should be described.

Furthermore the ETSF needs some information about the resources which the proposed project will employ in order to estimate the character, the feasibility and the duration of a project. It is highly recommended that this part is discussed with an ETSF scientist beforehand. If you are not already in contact with an ETSF scientist, please contact one of the ETSF beamline coordinators. Their email addresses are available at the Beamlines page.
Information required when submitting on-line:
In this part, the proposer should provide the names and affiliations of any co-workers. This information is required for correspondence and for statistical purposes.
A co-worker is someone who works together with the proposer on the topic of the proposed project and who is interested in the project's results as well. ETSF scientists are not considered as co-workers.

In this part the planned research or training is described. Templates are available at http://www.etsf.eu/services/call_proposals. The template is divided into several sections. The description below refers to the template for research; the template for training is somewhat different.
The first part, "Scientific background", should consist of a brief introduction to the proposed project and a description of the proposer's experience in the field, citing one or two recent publications. It should then describe the scientific problem to be addressed by the project and the underlying questions, explaining its importance.
The second section, "Objectives", should state the specific objectives of the proposed project and why they are worth pursuing. If possible, the objectives should be structured sequentially.
The third section, "Description", should clarify the specific scientific contributions to the project: both requested from the ETSF and provided by the proposer. The methods and software that are envisaged to be employed within the project should be specified here. It is highly recommended that this section should be written having discussed the proposed project with an ETSF scientist.
If the project is to take place in a commercial context, that is, the proposer intends to use the results of the calculations for commercial purposes, a description the project's relevance to the final product should be provided in an additional section entitled "Impact".
Any references used should be listed in the usual way at the end of the proposal.
The completed scientific proposal must not exceed 2 A4 pages (font size 12), including references, when converted for submission into a "PDF" file and uploaded on-line.

The proposal can be changed at any time. This includes uploading a new pdf for the scientific part. The proposal considered in the evaluation process corresponds to the version which is found at the ETSF webpage at the time of the deadline for submission.
The last step gives the proposer a chance to review all information and edit any part of the proposal in case changes are necessary.

The "human verification" tool is used to avoid automated spam submissions. Finally, when all the information is correct, click on "confirm" to submit. A success message is displayed to notify the proposer that the proposal has been stored successfully.
Research projects are evaluated by two panels: the internal panel consisting of ETSF Steering Committee members and the external panel consisting of independent experts in the field. The criteria for the acceptance of a proposal are:
The external panel judges the scientific excellence of the proposals. On this basis it establishes a priority order. The internal panel judges the feasibility of the projects and makes the final decision, allocating research time accordingly, guided by the priority order provided by the external panel.
Training projects are evaluated by the Internal training panel constituted of ETSF‘s beamline coordinators.
The ETSF will endeavour to notify each proposer of the outcome of the evaluation between 8 to 12 weeks after the submission deadline by email. If the proposal is accepted, procedural details such as the assigned ETSF lead project scientist and the anticipated time line will be included in the acceptance letter. In principle the project can begin immediately after confirmation of acceptance.
The ETSF reserves the right to accept only parts of a proposed project.
Until the submission deadline before an evaluation to begin, submitted proposals are accessible only to ETSF Steering Committee members. They are required to maintain confidential and secure all proprietary information belonging to the applicant. The SC members are required not to disclose such information to third parties, under any circumstances.
At the start of an evaluation, submitted proposals will be sent to the members of the External Evaluation Panel, who sign a declaration of confidentiality before beginning their work.
If, having read this guidance, you have questions or are having difficulty with submitting a proposal, please contact Gaëlle Bruant (gaelle [dot] bruant [at] polytechnique [dot] edu) or Tony Patman (atp500 [at] york [dot] ac [dot] uk).
The criteria for the acceptance of a proposal are:

Proposals are evaluated by two different panels:
Proposals are evaluated by:
Submitted proposals are accessible only to ETSF Steering Committee members. They are required to maintain confidential and secure all proprietary information belonging to the applicant. The SC members are required not to disclose such information to third parties, under any circumstances.
Experts of the external and internal panels sign a declaration of confidentiality before beginning their work.
Confidentiality rules must be adhered to at all times, before, during and after the evaluation.
Confidentiality holds also on the working phase, involving now the ETSF scientists too. If necessary, a contract will be signed with the user, dealing with confidentiality and intellectual property rights.
The ETSF Users' Newsletter is published every 6 months (except for spring 2008). It includes the agenda and news of the ETSF and, starting with the Autumn 2008 issue, a focus on one of the beamlines to give users an overview of the ETSF research capabilities, and the user corner, where the work of one of the ETSF users is presented.